For Heads-of · Practitioner

Unlawful or undocumented training data basis

Personal data used to train, fine-tune, or ground an AI system lacks a documented lawful basis, or exceeds the purpose and minimisation limits of the basis relied on.

  • high
  • data-protection
  • lawful-basis
  • training-data

How it happens

Personal data collected for one purpose, customer support transcripts, HR records, operational logs, is repurposed to train or fine-tune a model without anyone re-assessing whether the original lawful basis actually covers that new use.

Why it matters

An unlawful basis at the training-data stage taints everything built on top of it: retraining or deleting a model after the fact is far more disruptive than getting the basis right before training starts.

Mitigating controls

The controls that address this risk, ranked by effectiveness.

Framework and clause references

FrameworkClauseTitle
Guidance on AI and data protectionData minimisationData minimisation and accuracy
UK General Data Protection RegulationArticle 5Principles relating to processing of personal data
Guidance on AI and data protectionLawfulness and transparencyLawfulness, fairness and transparency

Related resources

The external sources behind this risk, from the Resources library.